I have prepared documents to open a new SEI account for a client, however as this is a direct account, is this new form needed? On the Change Management Bulletin dated June 28th, it is unclear if the form is necessary for direct accounts.

Yes, It is for All Direct & National Financial Services.

By Zach Gould|2024-09-16T16:01:46-04:00September 16, 2024|Comments Off

About the Author: Zach Gould

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Securities & Investment Advice offered through G.A. Repple & Company, A Registered Broker/Dealer & Investment Advisor; Member FINRA & SIPC; Insurance Services offered through Repple Insurance Services (RIS).

I have prepared documents to open a new SEI account for a client, however as this is a direct account, is this new form needed? On the Change Management Bulletin dated June 28th, it is unclear if the form is necessary for direct accounts.

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About the Author: Zach Gould

Quick Links

G.A. Repple & Company