G.A. Repple & Company does not trade National Market System securities as a market-maker in the over-the-counter market. You can obtain this in the over-the-counter market. You can obtain this information by accessing the link below.

RULE 605 Exchange Act Rule requires market centers to publicly disclose, monthly, uniform statistical measures of order execution quality. These measures include, but are not limited to, how market orders of various sizes are executed relative to the public quotes and information about the spreads paid by investors. In accordance with Rule 605, G.A. Repple & Company will provide execution reports pursuant to Rule 605 when applicable.

RULE 606 Exchange Act Rule 606 requires all brokerage firms to make publicly available quarterly reports on their order routing practices.

FINRA RULE 6151 which took effect on June 30, 2024, requires members to submit their quarterly 2024 Rule 606(a) Reports to FINRA within one month after the end of each quarter. Where, pursuant to existing SEC guidance, where an introducing firm routes all its customer orders to one or more clearing firms for further routing and execution and the clearing firm in fact makes the routing decision, the introducing firm generally may comply with the Rule 606(a) order routing disclosure requirements by disclosing the following:

(i) G. A. Repple & Company has a custodial brokerage relationship with the clearing firm National Financial Services (NFS) and does not receive any payment for order flow as the introducing firm.

(ii) (G. A. Repple & Company has adopted the NFS’s Rule 606(a) Report and has examined the report and does not have reason to believe it materially misrepresents the order routing practices.

In accordance with Rule 606, G.A. Repple and Company’s equity order routing statistics for the current quarter are available for review by clicking on the below quarterly reports by year.